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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-11 |
| CT | RA | APPROVED | 2025-02-06 |
| ME | RA | APPROVED | 2020-08-28 |
| MA | RA | APPROVED | 2006-06-19 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
3801 Pga Blvd, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Andover | MA | 07/2014 | 11/2021 |
| Park Avenue Securities | Andover | MA | 07/2014 | 11/2021 |
| Guardian Life Insurance Company | Needham | MA | 11/2021 | Present |
| Park Avenue Securities | Needham | MA | 11/2021 | Present |
| Guardian Life Insurance Company | Palm Beach Gardens | FL | 06/2024 | Present |
| Park Avenue Securities | Palm Beach Gardens | FL | 06/2024 | Present |
1. Products Other Than Guardian-When Guardian does not have the product that a client needs I sell products from other companies,. Start: 07/01/2004, Address; 9 Dalton St. #2 Newburyport, MA 01950, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Board of Directors/Board of Trustees-Director, North Bay Colony Condominium Association, Start: 03/01/2024, Address; 200 Bay Colony Drive N, Juno Beach, FL 33408, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 3) Treasurer, Board of Directors, Condominium Association, Start: 03/18/2024, Address; 200 Bay Colony Drive N, Juno Beach, FL 33408, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 4) co-hosting podcast-interview CPA's about how they help clients, Start: 08/04/2025, Address; 9 Dalton St. #2 Newburyport, MA 01950, 4 total hours per month; 4 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-06 |
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