Javier Rodriguez

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-13

CA RA
APPROVED

Since 2026-02-13

Branch Locations

8444 Florence Ave, Downey, CA 90240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Downey	CA	10/2009	Present
U.S. Bancorp Advisors, Llc	Downey	CA	02/2026	Present

10/2009 → Present

U.S. Bancorp Investments, Inc.

Downey, CA
02/2026 → Present

U.S. Bancorp Advisors, Llc

Downey, CA

Previous Registrations

2009-10-20 → 2026-02-13

U.S. Bancorp Investments, Inc.

Downey, CA

Lynwood, CA

Paramount, CA

Downey, CA

Bellflower, CA

Downey, CA

Paramount, CA

Bellflower, CA

Norwalk, CA

Montbello, CA

Whittier, CA

Los Angeles, CA

Paramount, CA

Bellflower, CA
2009-05-02 → 2009-10-05

Chase Investment Services Corp.

West Covina, CA
2006-02-28 → 2009-05-02

Wamu Investments, Inc.

Irvine, CA

West Covina, CA

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Names

Other Firms

Other Investors

Other Offices

Reviews