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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2003-02-10
  • WI RA
    APPROVED
    Since 2003-02-10

Branch Locations

1421 Racine St, Delavan, WI 53115 • United States

6121 Green Bay Rd, Kenosha, WI 53142 • United States

1150 Springhurst Drive, Green Bay, WI 54304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Green Bay WI 07/2002 Present
Other Businesses

ST MARK LUTHERAN SCHOOL POSITION: Board member - President NATURE: Lutheran grade school. K-8 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 1167 Kenwood Street, Green Bay WI 54304, United States DESCRIPTION: Going to monthly meetings. Giving guidance and direction as it relates to the school.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-14
S63 Uniform Securities Agent State Law Examination 1999-05-20
  • S65 Uniform Investment Adviser Law Examination
    2003-03-14
  • S63 Uniform Securities Agent State Law Examination
    1999-05-20

View on SEC IAPD

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