Keo Quach Hong Sourisack

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → 08/2017
  Financial West Group
  Westlake Village, CA
• 08/2017 → Present
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Rowland Heights, CA

Previous Registrations

• 2017-08-21 → 2025-06-05
  Western International Securities, Inc.
  Rowland Heights, CA
  Irvine, CA
• 2016-12-13 → 2017-08-21
  Financial West Group
  Rowland Heights, CA
  Rowland Heights, CA
  Irvine, CA

Other Businesses

Accident & Health, Life, and Variable Insurance; Investment-Related; Agent

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-11-21

Other Names

• Ken Sourisack