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Franklin Raymond Mcintyre

Rbc Capital Markets, LLC

Atlanta, GA

Atlanta, GA

Naples, FL

CRD 1424578

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-31
TX RA APPROVED_RES 2015-11-24
GA RA APPROVED 2012-04-27
  • FL RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED_RES
    Since 2015-11-24
  • GA RA
    APPROVED
    Since 2012-04-27

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Naples FL 04/2012 Present
Previous Registrations
  • 2005-04-21 → 2012-04-19
    Morgan Keegan & Company, Llc
    Atlanta, GA
    Atlanta, GA
  • 2003-02-20 → 2005-04-04
    Keybanc Capital Markets Inc.
    Atlanta, GA
Other Businesses

(1) FINRA; ADDRESS: 1735 K ST WASHINGTON, DC 20006; BUSINESS DESCRIPTION: FINANCIAL INDUSTRY REGULATORY AUTHORITY; NOT INVESTMENT RELATED; START DATE: 08/15/1998; CAPACITY: ARBITRATOR; DUTIES: ARBITRATE DISPUTES BETWEEN INDUSTRY RELATED PARTIES; HOURS DEVOTED PER WEEK: .01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (2) CHEROKEE GARDEN LIBRARY, ATLANTA HISTORY CENTER; ADDRESS: 130 WEST PACES FERRY ROAD NW, ATLANTA, GA, 30305; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT LIBRARY HOUSING 28,000 HISTORICAL HORTICULTURAL DOCUMENTS FOR RESEARCH; CAPACITY: BOARD OF DIRECTORS; START DATE: 4/15/2019; DUTIES: AS PART OF THE PROGRAMMING COMMITTEE, WE WILL BE RESPONSIBLE FOR DETERMINING THE TYPE AND TIMING OF CERTAIN LECTURES AND SPEAKERS OFFERED TO THE PUBLIC; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3) NAME OF ENTITY: Muscogee Townhome Association ADDRESS: 18 Muscogee Ave. NW Atlanta, Ga. 30305 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Townhome Association CAPACITY: Board of Directors * START DATE: 02/15/23 DUTIES: attend quarterly meetings to advise on any issues that arise pertaining to the properties/townhomes, talking through complaints or suggestions. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-14
S63 Uniform Securities Agent State Law Examination 1985-12-06
  • S65 Uniform Investment Adviser Law Examination
    2002-01-14
  • S63 Uniform Securities Agent State Law Examination
    1985-12-06
Other Names
  • Raymond Mcintyre

View on SEC IAPD

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