Marlene Robin Badai

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2014-04-10 → 2014-12-10
  Ic Advisory Services, Inc.
  Warren, NJ
  Bedminster, NJ

Other Businesses

LIFE INSURANCE, LTC. SOLE PROPRIETOR. DETERMINE NEED FOR LIFE INSURANCE, FAMILIES PROTECT INHERITENCE/HEIRS. DEVOTE 20 HRS/MO. COMPENSATION IS FROM SALE OF INSURANCE POLICIES ETC. APPROX. $30,000 PER YEAR. START DATE: 12/07. SUCCESSOR TRUSTEE POSITION: Successor TTEE NATURE: Successor Trustee of Testamentary Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 517 US HIGHWAY 1 S STE 4100, ISELIN, NJ 08830 DESCRIPTION: If warranted ensure funds remain in Trust for 5 years and only disburse if Trust parameters are satisfied. Rozel Financial, Is Investment Related, DBA, Financial Professional, 11/14/2014,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-04
• S63 Uniform Securities Agent State Law Examination
  1987-03-18

Other Names

• Marlene Robin Sandler