Karen Nickerson Dejong

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-10
CA	RA	APPROVED	2024-06-14

TX RA
APPROVED_RES

Since 2025-05-10
CA RA
APPROVED

Since 2024-06-14

Branch Locations

San Andreas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foothill Securities, Inc.	Modesto	CA	09/2011	12/2016
Insurance Business	Modesto	CA	03/2007	Present
Rental Property Owner	Modesto	CA	03/2014	Present
Securities America, Inc.	San Andreas	CA	12/2016	06/2024
Securities America Advisors, Inc.	San Andreas	CA	12/2016	06/2024
Osaic Wealth, Inc.	San Andreas	CA	06/2024	Present

09/2011 → 12/2016

Foothill Securities, Inc.

Modesto, CA
03/2007 → Present

Insurance Business

Modesto, CA
03/2014 → Present

Rental Property Owner

Modesto, CA
12/2016 → 06/2024

Securities America, Inc.

San Andreas, CA
12/2016 → 06/2024

Securities America Advisors, Inc.

San Andreas, CA
06/2024 → Present

Osaic Wealth, Inc.

San Andreas, CA

Previous Registrations

2016-12-08 → 2024-06-14

Securities America Advisors, Inc.

Modesto, CA

San Andreas, CA
2011-09-06 → 2016-12-08

Foothill Securities, Inc.

Modesto, CA

Santa Clara, CA

Santa Clara, CA

Santa Clara, CA
2001-02-28 → 2011-09-08

Cetera Wealth Services, Llc

Modesto, CA

Modesto, CA

Modesto, CA

Modesto, CA

Tracy, CA

Modesto, CA

Modesto, CA

Modesto, CA

Modesto, CA

Other Businesses

1) DEJONG REAL PROPERTY, LLC POSITION: Owner Operator NATURE: Rental Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2014 ADDRESS: 21 Main Street, Suite C, San Andreas, CA 95249 DESCRIPTION: I currently own the building located at 1214 11TH St. I have my office in one of the five suites and rent out the other 4 to local businesses and non profits. 2) DEJONG FINANCIAL GROUP, INC. POSITION: Insurance Agent NATURE: Life insurance and LTC Sales to Manage existing policies INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/1999 ADDRESS: PO Box 444, 5284 Rocky Rd. # 444, San Andreas CA 95249, United States DESCRIPTION: Review Term Life and LTC policies with customers.