Roderick Michael Latta

Current Employers

Hamilton-Bates Investment Research, Inc.

Mertztown, PA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-06-10

TX RA
APPROVED

Since 2020-06-10

Branch Locations

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Intrusco Associates, Inc.	Ft. Worth	TX	10/1995	Present
Intrusco Financial Services Llc	Fort Worth	TX	09/2015	06/2020
Hamilton-Bates Investment Research, Inc.	Fort Worth	TX	06/2020	Present

10/1995 → Present

Intrusco Associates, Inc.

Ft. Worth, TX
09/2015 → 06/2020

Intrusco Financial Services Llc

Fort Worth, TX
06/2020 → Present

Hamilton-Bates Investment Research, Inc.

Fort Worth, TX

Previous Registrations

2015-09-23 → 2020-06-16

Intrusco Financial Services Llc

Fort Worth, TX
2001-07-03 → 2015-10-14

Concourse Financial Group Securities, Inc.

Fort Worth, TX

Fort Worth, TX

Other Businesses

INTRUSCO ASSOCIATES, INC.; INVESTMENT RELATED (INSURANCE); FORT WORTH, TX; INSURANCE AND FINANCIAL SERVICES; PRESIDENT; OCTOBER 1995; 50% OF TIME DURING TRADING HOURS DEVOTED TO THIS OTHER BUSINESS ACTIVITY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-11
S63	Uniform Securities Agent State Law Examination	1986-03-10

S65 Uniform Investment Adviser Law Examination

1999-08-11
S63 Uniform Securities Agent State Law Examination

1986-03-10

Other Names

Mike Latta
R. Mike Latta

View on SEC IAPD