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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-05 |
| NY | RA | APPROVED | 2021-07-23 |
| NJ | RA | APPROVED | 2016-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, PORT WASHINGTON, NY, 50% OWNERSHIP, START DATE 4/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.; CO-ADMINISTRATOR FOR FATHER, INV RELATED, PORT WASHINGTON, NY, START: 12/10/2020, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-17 |
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