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55 West Street Suite 201, Walpole, MA 02081 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-19 |
| NY | RA | APPROVED | 2021-09-30 |
| MA | RA | APPROVED | 2014-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westborough | MA | 02/2009 | 06/2018 |
| The Patriot Financial Group, Llc | Westborough | MA | 08/2014 | Present |
| Securities America, Inc. | Westborough | MA | 06/2018 | 12/2022 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2022 | Present |
| Champion Financial Group | Westborough | MA | 01/2026 | Present |
1) THE PATRIOT FINANCIAL GROUP LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SEC REGISTERED INVESTMENT ADVISER, CHAIRMAN RUNNING DAY TO DAY ACTIVITIES, OWNER/PRINCIPAL, ADVISORY BUSINESS, 40H/WEEK, SINCE 01/2022 2) NEW ENGLAND ON THE GULF, INVESTMENT RELATED, 660 GULF LANE, SUITE 200, CAPTIVA ISLAND, FL OWNER, PRESIDENT, RECEIVE RENTAL FEES FOR PROPERTY, RENTAL OF SUMMER HOME, 1H/WEEK, SINCE 04/2016. 3) 356 SEVEN HILLS RD (WHISPERING BIRCHES), INVESTMENT RELATED, NORTHVILLE, NY, OWNER, RECEIVE RENTAL FEES FROM OWNED PROPERTY, SUMMER COTTAGE, MANAGE UPKEEP OF RENTAL PROPERTY, 1H/WEEK, SINCE 10/2001 4) NAME OF OTHER BUSINESS: CHAMPION FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-29 |
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