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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-19
NY RA APPROVED 2021-09-30
MA RA APPROVED 2014-10-06
  • FL RA
    APPROVED
    Since 2022-05-19
  • NY RA
    APPROVED
    Since 2021-09-30
  • MA RA
    APPROVED
    Since 2014-10-06

Branch Locations

Fernandina Beach, FL • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Westborough MA 02/2009 06/2018
The Patriot Financial Group, Llc Westborough MA 08/2014 Present
Securities America, Inc. Westborough MA 06/2018 12/2022
Cetera Financial Specialists Llc Schaumburg IL 12/2022 Present
Champion Financial Group Westborough MA 01/2026 Present
  • 02/2009 → 06/2018
    Westborough, MA
  • 08/2014 → Present
    Westborough, MA
  • 06/2018 → 12/2022
    Securities America, Inc.
    Westborough, MA
  • 12/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2026 → Present
    Champion Financial Group
    Westborough, MA
Previous Registrations
  • 2009-03-10 → 2018-07-03
    Amesbury, MA
    Worcester, MA
    San Diego, CA
    Westborough, MA
  • 2005-07-15 → 2009-02-27
    Osaic Fs, Inc.
    Waltham, MA
    Worcester, MA
    Jamaica Plain, MA
    Waltham, MA
  • 1998-08-26 → 2003-12-01
    New England Securities
    Worcester, MA
Other Businesses

1) THE PATRIOT FINANCIAL GROUP LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SEC REGISTERED INVESTMENT ADVISER, CHAIRMAN RUNNING DAY TO DAY ACTIVITIES, OWNER/PRINCIPAL, ADVISORY BUSINESS, 40H/WEEK, SINCE 01/2022 2) NEW ENGLAND ON THE GULF, INVESTMENT RELATED, 660 GULF LANE, SUITE 200, CAPTIVA ISLAND, FL OWNER, PRESIDENT, RECEIVE RENTAL FEES FOR PROPERTY, RENTAL OF SUMMER HOME, 1H/WEEK, SINCE 04/2016. 3) 356 SEVEN HILLS RD (WHISPERING BIRCHES), INVESTMENT RELATED, NORTHVILLE, NY, OWNER, RECEIVE RENTAL FEES FROM OWNED PROPERTY, SUMMER COTTAGE, MANAGE UPKEEP OF RENTAL PROPERTY, 1H/WEEK, SINCE 10/2001 4) NAME OF OTHER BUSINESS: CHAMPION FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-03
S63 Uniform Securities Agent State Law Examination 1988-07-29
  • S65 Uniform Investment Adviser Law Examination
    1997-06-03
  • S63 Uniform Securities Agent State Law Examination
    1988-07-29

View on SEC IAPD

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