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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-14 |
Branch Locations
1420 Rocky Ridge Drive, Roseville, CA 95661 • United States
1891 Robinson Street, Oroville, CA 95965 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Oroville | CA | 01/2011 | Present |
1. State Theater Arts Guild; P.O. BOX 2388, Oroville CA 95965; President: Public Outreach on the Theater Preservation; 01/01/2008; 10.00 Hour(s) Per Month - may be during securities trading hours; Not Investment-Related 2. City of Oroville Economic Loan Development Committee; 1735 Montgomery Street, Oroville, CA 95965; Committee Member - Reviews loans packaged by city to assist in business development, including start up and ongoing capital.; Board Member; Review Business Loans submitted to the City of Oroville for funding; 12/01/2008; 10.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related. 3. Personal - Author; P.O. Box 905, Oroville, CA 95966; Sequoia Chronicles - A Novel; Author of the book "Sequoia Chronicles"; Author, speaking engagements and book sales; 05/24/2018; 5 Hours per Month; During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-23 |
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