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One Harbor Drive Suite 300, Sausalito, CA 94965 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-29 |
Branch Locations
520 Broadway Floor 2, Santa Monica, CA 90401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westend Capital Managment Llc | San Francsico | CA | 03/2004 | Present |
George Brown Bolton is the Chief Executive Officer of George Bolton Horses, a company involved in the buying, selling, racing, and breeding of thoroughbred horses. As part of his involvement with George Bolton Horses, Mr. Bolton may receive additional compensation depending on the performance of the horses during a given racing season. Mr. Bolton's participation in this activity is limited in scope requiring only minimal involvement on a daily basis as an oversight function. Mr. Bolton spends approximately 5% of his time on this activity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-31 |
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