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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-14
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2009-06-01
  • NJ RA
    APPROVED
    Since 2025-07-14
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

Bayhead, NJ • United States

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bergen Community College Paramus NJ 06/1979 Present
Morgan Stanley Smith Barney Llc New York NY 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/1979 → Present
    Bergen Community College
    Paramus, NJ
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2002-12-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-07-27
  • S63 Uniform Securities Agent State Law Examination
    1990-07-27

View on SEC IAPD

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