Daniel Davis Richard

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → Present
  Ddr Professional Services
  Metarie, LA
• 04/2010 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 08/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2018 → Present
  Ddr Financial Solutions, Llc
  Metairie, LA
• 08/2021 → Present
  Independent Financial Group
  Metairie, LA

Previous Registrations

• 2017-11-01 → 2021-09-29
  Cetera Wealth Services, Llc
  Metairie, LA
• 2016-11-17 → 2017-11-01
  Girard Securities, Inc.
  Mandeville, LA
  San Diego, CA
  Metairie, LA
  Corpus Christi, TX

Other Businesses

(1) DDR FINANCIAL SOLUTIONS POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2018 ADDRESS: 1109 Elmeer, Metairie LA 70005, United States DESCRIPTION: DBA used for marketing purposes (2) DDR PROFESSIONAL SERVICES, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2021 ADDRESS: 1109 Elmeer, Metairie LA 70005, United States DESCRIPTION: Entity that owns investment real estate property (3) DDR PROFESSIONAL SERVICES, LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2021 ADDRESS: 1109 Elmeer, Metairie LA 70005, United States DESCRIPTION: Tax preparation and accounting services (4) NEW ORLEANS SAINTS POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2021 ADDRESS: 1109 Elmeer, Metairie LA 70005, United States DESCRIPTION: Provide transportation to out of town football teams (5) PRO SPORT SERVICES POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/01/2021 ADDRESS: 1109 Elmeer, Metairie LA 70005, United States DESCRIPTION: Provide transportation to out of town football teams (6) MERCHANT NET SERVICE POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2021 ADDRESS: 1109 Elmeer, Metairie LA 70005, United States DESCRIPTION: Relationship manager for retail establishments for credit card processing

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-16

Other Names

• Danny Richard