Mark Joseph Leonard

Osaic Institutions, Inc.

CRD 1422489

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2013-11-20

NH RA
APPROVED

Since 2013-11-20

Branch Locations

Manchester, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Meriden	CT	11/2013	Present

11/2013 → Present

Infinex Investments, Inc.

Meriden, CT

Previous Registrations

2012-10-18 → 2013-11-20

Harvest Capital Advisors, Llc

Avon, CT
2002-09-26 → 2012-09-28

Mml Investors Services, Llc

Bedford, NH

Bedford, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-15
S63	Uniform Securities Agent State Law Examination	1987-11-10

S65 Uniform Investment Adviser Law Examination

1999-12-15
S63 Uniform Securities Agent State Law Examination

1987-11-10

View on SEC IAPD

More in Manchester, NH

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