Alfonso Cobb

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 06/2021
  Fidelity Brokerage Services Llc
  Naperville, IL
• 07/2018 → 06/2021
  Fidelity Personal And Workplace Advisors
  Naperville, IL
• 05/2021 → 05/2024
  Southern New Hampshire Unv
  Manchester, NH
• 05/2022 → 06/2024
  Kaplan, Inc.
  Fort Lauderdale, FL
• 08/2007 → 06/2021
  Fidelity Investments
  Naperville, IL
• 07/2024 → 04/2026
  J.P. Morgan Securities Llc
  Skokie, IL
• 08/2007 → 07/2018
  Strategic Advisers Llc
  Naperville, IL
• 09/2021 → Present
  Cobb Consulting Group, Llc
  Huntley, IL
• 11/2024 → Present
  The American College Of Financial Services
  King Of Prussia, PA
• 10/2024 → Present
  California Lutheran University
  Thousand Oaks, CA

Previous Registrations

• 2024-08-06 → 2026-04-06
  J.P. Morgan Securities Llc
  Chicago, IL
  Wilmette, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Skokie, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Evanston, IL
  Evanston, IL
  Chicago, IL
  Chicago, IL
  Evanston, IL
  Skokie, IL
  Skokie, IL
  Skokie, IL
• 2018-07-13 → 2021-07-09
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2008-03-04 → 2018-07-13
  Strategic Advisers Llc
  Naperville, IL
  Highland Park, IL
  Schaumburg, IL
• 2005-12-08 → 2007-09-21
  Bmo Harris Financial Advisors, Inc.
  Plainfield, IL
  Summit, IL
  Orland Park, IL
  Orland Park, IL
  Midlothian, IL
  Evergreen Park, IL
  Frankfort, IL
  Chicago Heights, IL
  Flossmoor, IL
  Joliet, IL
  Joliet, IL
  Lockport, IL
  Homer Glen, IL
  Frankfort, IL
  Naperville, IL
  Orland Park, IL
  Romeoville, IL
  New Lenox, IL
  New Lenox, IL
  Homewood, IL
  Chicago, IL
  Chicago, IL
  Seattle, WA
  Phoenix, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Sun City, AZ
  Carefree, AZ
  Sarasota, FL
  West Palm Beach, FL
  Buffalo Grove, IL
• 2004-04-12 → 2005-12-31
  Harrisdirect Llc
  Atlanta, GA

Other Businesses

(1) The American College of Financial Services. Non-Investment related. Location: The American College of Financial Services, 630 Allendale Rd #400, King of Prussia, PA 19406. Nature of business: Educational. Employee/Contractor. Start Date: 11/18/2024. Total Hours per week: 10-20. Hours during securities trading hours: 0. Developing and teaching a leadership certification course titled MSFP 505 Leadership, Executive Leadership Presence, Teams, Communication & Coaching. (2) California Lutheran University. Non-Investment related. Location: California Lutheran University, 60 W Olsen Rd, Thousand Oaks, CA 91360. Nature of the other business: Educational. Employee/Contractor. Start Date: 10/28/2024. Approximate # of hours a week: 0-10, hours during securities trading hours: 0. I work as an Adjunct Professor for the California Lutheran University. I will be teaching Behavioral Financial - Social Psychology of Client Leadership from October 28 to December 20, 2024. This role is not connected with my JPMC role. (3) Cobb Consulting Group, LLC. Non-Investment related. Address: Private Residence. Consulting. Position/Title/Relationship: Owner/Partner. Start Date: 09/01/2021. Approximate # of hours a week: 0-10 . Hours during securities trading hours: 0. I am a managing director of Cobb Consulting Group, LLC. The organization is designed to provide professional training and coaching for students pursuing certifications, master's degrees, and/or doctoral degrees in organizational leadership. Cobb Consulting is not in connection with JP-Morgan Chase. (4) FINRA. Non-investment related. 101 N Wacker Drive Suite 2200, Chicago, IL 60606. Arbitrator. Provides streamlined process for resolving disputes between investors and brokers. 10/01/2011. 5 hours per month during non-trading hours.Dispute resolution.

Exams

• S66 Uniform Combined State Law Examination
  2024-08-05
• S63 Uniform Securities Agent State Law Examination
  1985-11-01

Other Names

• Al Cobb