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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 07/2004 Present
Three Squares And A Star Management Group, Llc New York NY 02/2011 Present
Lower Hudson Valley Center For Empowerment Hempstead NY 04/2011 Present
Malcolm Douglas And Associates, Inc. Hauppauge NY 03/2011 Present
  • 07/2004 → Present
    Palm Beach Gardens, FL
  • 02/2011 → Present
    Three Squares And A Star Management Group, Llc
    New York, NY
  • 04/2011 → Present
    Lower Hudson Valley Center For Empowerment
    Hempstead, NY
  • 03/2011 → Present
    Malcolm Douglas And Associates, Inc.
    Hauppauge, NY
Other Businesses

QUIXTAR DISTRIBUTOR - AAA LONG ISLAND REALITY CORP- DIRECTOR. DOUGLAS SMITH CONSULTANTS - ADVISOR THREE SQUARES AND A STAR MANAGEMENT GROUP, LLC POSITION: CEO/PRESIDENT NATURE: WE SPECIALIZE IN PROVIDING SOLUTIONS TO COMPANIES, CHURCHES AND CIVIC GROUPS WHO REQUIRE EXPERTISE IN PLANNING, MANAGEMENT AND ADMINISTERING OF GROUP INSURANCE PRODUCTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 25 INVESTMENT RELATED HOURS: 5 START DATE: 02/01/2011 ADDRESS: 122 EAST 42 ND ST, 17TH FLOOR, NEW YORK NY 10168 DESCRIPTION: I AM THE CEO AND PRESIDENT. IT IS MY JOB TO SEEK OUT ORGANIZATIONS NEEDING OUR SERVICES. LOWER HUDSON VALLEY CENTER FOR EMPOWERMENT POSITION: PRESIDENT AND CEO NATURE: LHVCE IS A NON-PROFIT ORGANIZATION THAT PROVIDES MENTORING AND ROLE MODELS TO CHILDREN IN THE LOWER HUDSON VALLEY AREA OF NEW YORK. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 2 START DATE: 04/01/2008 ADDRESS: PO BOX 2366, HEMPSTEAD NY 11550 DESCRIPTION: MENTORING ELEMENTARY AND MIDDLE SCHOOL CHILDREN. MALCOLM DOUGLAS AND ASSOCIATES, INC. POSITION: PRESIDENT AND CEO NATURE: INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 25 INVESTMENT RELATED HOURS: 5 START DATE: 03/01/2011 ADDRESS: 1300 VETERANS HWY., SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: INSURANCE SALES LIFE INSURANCE POSITION: Executive Director NATURE: Selling group life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2011 ADDRESS: 454 West 155th St., New York NY 10032, United States DESCRIPTION: My role was to market the plan to members throughout NY at our annual and semi-annual meetings. CGAA, Inc., Is Investment Related, DBA, Financial Professional, 07/30/2004,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-05
  • S63 Uniform Securities Agent State Law Examination
    1986-06-05

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