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A.g.p. / Alliance Global Partners CRD 8361
$2.30B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-14 |
Branch Locations
Scottsdale, AZ • United States
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerson Equity Llc | San Mateo | CA | 11/2018 | 10/2020 |
| Pelorus Jack Capital | San Francisco | CA | 01/2017 | 06/2018 |
| Unemployed | Burlingame | CA | 04/2016 | 12/2016 |
| Oceanic Partners | Sausalito | CA | 11/2018 | 10/2020 |
| Unemployed | Burlingame | CA | 07/2018 | 10/2018 |
| A.G.P. / Alliance Global Partners | New York | NY | 10/2020 | Present |
Headwall Private Markets. 1160 Battery Street East, Suite 100 San Francisco, CA 94010. ENTITY USED TO MARKET SECURITIES RELATED BUSINESS WHICH IS EXECUTED THROUGH A.G.P./Alliance Global Investment related, Pre-IPO equity, Managing Director (Headwall), 9/2020, 50 hours/week, I am working during all securities trading hours. Broker and SPV provider for Pre-IPO companies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-29 |
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