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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Newark | NJ | 08/1985 | 11/2024 |
| Prudential Insurance Company Of America | Sherman Oaks | CA | 08/1985 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
1) 11/14/2024-The Alex Family Trust-Landlord-Real Estate Rental-Inv related-At San Fernando, CA-Start date 01/01/2024-1hrs/mth-0hrs/mth during trading 2) 11/14/2024-George Alexopoulos-Agent-Non-Variable Insurance-Inv related-At Porter Ranch, CA-Start date 01/01/2016-4hrs/mth-0hrs/mth during trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-16 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-25 |
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