Timothy David Peyko

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2013 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/1999 → Present
  Strategic Benefits Group
  S Burlington, VT
• 09/2009 → Present
  Castle Advisors
  S Burlington, VT

Previous Registrations

• 2007-02-23 → 2013-03-28
  Kestra Investment Services, Llc
  Colchester, VT
  Austin, TX
  Colchester, VT
• 2005-06-01 → 2007-02-23
  Equitable Advisors, Llc
  Colchester, VT
  Colchester, VT
• 2000-03-08 → 2005-06-01
  Mony Securities Corporation
  Williston, VT

Other Businesses

1) NAME OF OTHER BUSINESS: CASTLE ADVISORS; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION: NATURE OF BUSINESS: DBA NAME FOR FINANCIAL SERVICES START DATE: 09/2009 ; POSITION/ TITLE/RELATIONSHIP: LLP; PARTNER; 40 HRS/MONTH DURING SECURITIES TRADING HOURS: DUTIES: SALE OF INVESTMENT & INSURANCE PRODUCTS ; 2) NAME OF OTHER BUSINESS: HIGHLAND CAPITAL BROKERAGE ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INSURANCE SALES ; START DATE 01/2009 ; POSITION/ TITLE/ RELATIONSHIP: PRODUCT SPECIALIST ; 15 HRS/MONTH, 15 HRS/MONTH DURING SECURITIES TRADING HOURS: DUTIES: SALE OF FIXED, NON-SECURITIES LIFE INSURANCE AND ANNUITY SALES; 3) NAME OF OTHER BUSINESS: STRATEGIC BENEFITS GROUP LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED ADDRESS; NATURE OF BUSINESS: GROUP INSURANCE AND EMPLOYEE BENEFITS FIXED INSURANCE SALES; START DATE: 01/1999 POSITION/ TITLE/RELATIONSHIP: FOUNDER/CHAIRMAN; DUTIES: SALES OF FIXED INSURANCE PRODUCTS THROUGH VARIOUS COMPANIES ; 4) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 2009, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-07
• S63 Uniform Securities Agent State Law Examination
  1994-03-16