John Paul Schwan

Current Employers

Employment History

• 08/1984 → Present
  N.Y. Life Ins. Co.
  Sioux Falls, SD
• 12/2003 → Present
  Schwan Financial Group
  Aberdeen, SD
• 05/2004 → Present
  Schwan Financial Advisors, Llc
  Aberdeen, SC
• 07/2010 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2002-09-09 → 2004-05-25
  Eide Bailly Advisors, Llc
  Aberdeen, SD

Other Businesses

1)SCHWAN FINANCIAL GROUP, LLC - DBA - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401, PRESIDENT/52% OWNER, 95% OF TIME SPENT, ESTATE AND FINANCIAL PLANNING, INVESTMENT ADVISORY, OVERALL MANAGEMENT, INSURANCE, AND PLANNING DESIGN, COMPENSATED BY SALARY AND PROFITS; ENTITIES OF SCHWAN FINANCIAL GROUP LLC: SCHWAN FINANCIAL ADVISORS, LLC - RIA, ESTATE AND FINANCIAL PLANNING FEES, PRESIDENT, COMPENSATED THROUGH SCHWAN FINANCIAL GROUP; SCHWAN FINANCIAL AGENCY, LLC - FIXED INSURANCE AGENCY, PRESIDENT,COMPENSATED THROUGH SCHWAN FINANCIAL GROUP. 2)SCHWAN FINANCIAL REAL ESTATE - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401, MEMBER AND 52% OWNER, REAL ESTATE, OFFICE BUILDING USED FOR BUSINESS, COLLECT RENT, 2HRS SPENT PER YEAR, COMPENSATED BY RENT REVENUE. 3)FARMERS STATE BANK - BOARD MEMBER, 2HRS SPENT PER MONTH, COMPENSATED BY FLAT BOARD MEMBER FEE. 4)SCHWAN FAMILY LP - 1320 NORTH ARCH STREET, ABERDEEN, SD 57401, OWNS FARMLAND, COLLECT RENT, LESS THAN 1% OF TIME SPENT, COMPENSATED BY RENTAL INCOME. 5) DIE KINDER, LLC - 24 5TH AVENUE, SE, ABERDEEN, SD 57401, OWNS REAL ESTATE - APARTMENTS, MEMBER, 0% TIME SPENT, $O COMPENSATION RECEIVED. 6) ARE, INC. - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401, FIXED INSURANCE AND LTC COMMISSIONS TRAILS, PRESIDENT, LESS THAN 1% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 7) SD AVIATION, LLC - 401 VIVIAN STREET SOUTH, ABERDEEN 57401,OWNER, OWNS AND OPERATES AIRCRAFT, 0% OF TIME SPENT, $0 COMPENSATION. 8) THE WAKESIDE BAR AND GRILL - FOOD AND SERVICE BAR, MEMBER, INVESTOR, NOTE HOLDER, 1% OF TIME SPENT, COMPENSATION THROUGH FUTURE PURCHASE OF BUSINESS. 9) JONATHAN HIND FINANCIAL GROUP, INC. - 4760 WHITE BEAR PARKWAY, SUITE 100, ST. PAUL, MN 55110, FIXED INSURANCE BROKERAGE, INDEPENDENT AGENT, LESS THAN 1% OF TIME SPENT. 10) FUTURETRON, LLC - 12702 406TH AVENUE, GROTON, SD 57445, BOARD MEMBER/ADVISOR, AGRICULTURE RELATED BUSINESS, START UP BUSINESS, 2% OF TIME SPENT. 11) DYNAMIC FOOD INGREDIENTS CORP. - 15 BROADWAY NORTH, SUITE 500M FORGO, ND 58102; USES GREEN TECHNOLOGY TO DISCOVER AND DEVELOP SWEETENERS FOR THE FOOD AND BEVERAGE INDUSTRY; NON INVESTMENT RELATED; BOARD MEMBER; SERVE ON THE BOARD; 1% OF TIME SPENT 12)DART-THE DOWNTOWN ABERDEEN REVITALIZATION TEAM - 103 S MAIN STREET, ABERDEEN, SD 57401; REVITALIZE DOWNTOWN; SHAREHOLDER/INVESTOR; NO DUTIES; 0% OF TIME SPENT 13) SFG ACCOUNTING, PLLC - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; TAX PREPARATION AND ACCOUNTING; NON-INVESTMENT RELATED; NO POSITION; NO DUTIES ON TAX SIDE ; 0% OF TIME SPENT 14) ACME, LLC STANDARD ETHANOL NEBRASKA - 1900 EAST STATE SARM ROAD PO BOX 1655, NORTH PLATTE, NE 69103; MANUFACTURES ETHANOL; INVESTMENT-RELATED; PASSIVE INVESTOR; NO DUTIES; LESS THAN 1% OF TIME SPENT 15) OBELE OIL CORP - 1485 WEST STATE ROUTE 89-A, SUITE 5; SEDONA, AZ 86336; CRUDE OIL AND NATURAL GAS INDUSTRY; PASSIVE INVESTOR; NO DUTIES; LESS THAN 1% OF TIME SPENT 16) MILLER ATHLETIC GOODS CO. INC - 3315 #58 6TH AVE SE ABERDEEN, SD 57401; SHOW BUSINESS; OWNER; NON-INVESTMENT RELATED; 2% OF TIME SPENT 17) ARTHUR VENTURES OPPORTUNITY FUND - 102 BROADWAY, SUITE 203, FARGO, ND 58102 - VENTURE CAPITAL; INVESTMENT RELATED; PASSIVE INVESTOR; 0% OF TIME SPENT 18) NYLARC HOLDING COMPANY, INC. - 51 MADISON AVENUE, NEW YORK, NY 10010; REINSURING LIFE INSURANCE WRITTEN WITH NEW YORK LIFE; OFFICER & DIRECTOR, ON BOARD WHICH MANAGES COMPANY; NON INVESTMENT RELATED; LESS THAN 1% OF TIME SPENT 19) WIDESPREAD WIRELESS LLC - 4450 OLD CANTON ROAD, SUITE 207, JACKSON, MS 39211; PASSIVE INVESTMENT; SG AIRSPACE; LIMITED PARTNER; INVESTMENT RELATED BUSINESS; PASSIVE INVESTOR; LESS THAN 1% OF TIME SPENT 20) LINN GROVE DAKOTA 5, LP - 1201 MARQUETTE AVENUE, SUITE 350, MINNEAPOLIS, MN 55403; INVESTMENT RELATED; PRIVATE SECURITIES INVESTMENT; PASSIVE INVESTOR; LESS THAN 1% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-10
• S63 Uniform Securities Agent State Law Examination
  1992-07-20