Kris Lynn Pearson

Current Employers

Employment History

• 09/2006 → 11/2017
  Investment Centers Of America, Inc.
  Aberdeen, SD
• 11/2017 → Present
  Lpl Financial Llc
  Aberdeen, SD
• 11/2018 → Present
  Gwm Advisors, Llc (Dba: Goss Advisors)
  Aberdeen, SD
• 11/2018 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2006-09-07 → 2017-11-29
  Investment Centers Of America, Inc.
  Aberdeen, SD
• 2005-12-09 → 2006-07-26
  Wells Fargo Investments, Llc
  Brookings, SD
  Brookings, SD
  Aberdeen, SD

Other Businesses

1. 11/03/2017 - Stonecreek Capital Management LLC - DBA for LPL Business (entity for LPL business) - Inv rel - At reported business location(s) 2. 03/21/2018 - SBG - Investment Related - Non-Variable Insurance - Start Date 03/09/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Life, Long-term Care. 3. 9/21/2018 - No Business Name - Investment Related - Home Based - Other-Notary - Start Date: 09/17/2018 - 1 Hour Per Month/1 Hour During Securities Trading. 4.11/14/2018 - Goss Advisors - Registered Investment Advisor DBA - Inv rel - At reported business location(s) - Start date: 11/1/2018 - Start date: 80hrs/mnth 80 hrs during Trading 5. 11/20/2018 - GWM Advisors, LLC - Registered Investment Advisor Hybrid - Inv rel - At reported business location(s) - Start date: 11/1/2018 - Start date: 80hrs/mnth 40 hrs during Trading. I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 01/09/2024 - NewEdge Advisors, LLC - Registered Investment Advisor Hybrid - Inv rel - At reported business location(s) - Start date: 12/04/2020- Start date: 180hrs/mnth 180 hrs during Trading. I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 01/19/2024 - NewEdge Advisors LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/05/2024 - 180 Hours Per Month/ During Trading 8. 02/16/2024 - Stone Partners LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/05/2024 - 1 Hour Per Month/ 0 Hours During Trading 9. 09/08/2025 - NewEdge Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/05/2025 - 40 Hours Per Month/ 8 hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-12-06

Other Names

• Kris Lynn Shultz