Joseph George Rice

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Raymond James & Associates, Inc.
  Jackson, MS

Previous Registrations

• 1986-04-24 → 2013-08-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jackson, MS
  Ridgeland, MS

Other Businesses

(1) Name of Business: Miss State University College of Business Address: 114 McCool Hall, Miss State, MS, 39762, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Vice President, Advisory Board Investment Related: No Start Date: 09/07/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a member of the Executive Advisory Board of the College of Business of Mississippi State Univ., I work with other alumni to assist and advise the Dean and facilty regarding matters pertaining to running and promoting the College of Business

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-26
• S63 Uniform Securities Agent State Law Examination
  1985-11-02

Other Names

• Joe Rice
• Joe Rice