Richard Douglas Tanner

Current Employers

Employment History

• 06/1998 → 08/2025
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Cleveland, OH
• 01/1992 → Present
  Ownership Advisors Inc.
  Cleveland, OH
• 08/2025 → Present
  M Holdings Securities, Inc.
  Portland, OR

Previous Registrations

• 2024-01-16 → 2025-11-12
  Ownership Advisors, Inc.
  Cleveland, OH
• 1999-10-18 → 2025-09-02
  Lpl Financial Llc
  Cleveland, OH
• 2003-07-15 → 2023-12-31
  Ownership Advisors, Inc.
  Cleveland, OH
  Cleveland, OH

Other Businesses

(1) 8/21/2003: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELLING FIXED ANNUITIES, LONG TERM CARE, DISABILITY, TERM, WHOLE AND UNIVERSAL LIFE INSURANCE. (2) 8/10/2005: OWNERSHIP ADVISORS, INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Provides Financial Planning for hourly and fixed. (3) 5/31/2006: No Business Name - Not Investment Related - Other-Speaker - Time Spent 1% - SPEAKER ON TOPIC OF BUSINESS SUCCESSION PLANNING TO SMALL BUSINESS OWNERS AT CONVENTIONS AND TRADE ASSOCIATIONS. (4) 8/20/2013: Ownership Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (5) 12/3/2015: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/15 - 20 Hours Per Month During Securities Trading - Sell fixed life insurance.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-12-05

Other Names

• Rich Tanner