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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-06-29 |
Branch Locations
7234 Lancaster Pike Suite 210A, Hockessin, DE 19707 • United States
Hockessin, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Poland & Sullivan Insurance | Newark | DE | 09/1987 | 06/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Poland & Sullivan Wealth Strategies Inc | Newark | DE | 06/2024 | Present |
1. NAME OF OTHER BUSINESS: POLAND & SULLIVAN WEALTH STRATEGIES INC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INSURANCE SERVICES ; START DATE: 06/2024 ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF TRADING HOURS PER WEEK: 6 ; POSITION/TITLE/RELATIONSHIP: OWNER; BRIEF DESCRIPTION OF DUTIES: SELL AND SERVICE INSURANCE ; 2. OWN A PROPERTY IN AVALON, NJ 0 SECURITIES TRADING HOURS WEEKLY, 20 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2010 ; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/1987 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: LIFE, ACCIDENT, HEALTH, DISABILITY, PROPERTY & CASUALTY, LONG-TERM CARE, AND FIXED ANNUITIES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-11 |
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