Edward John Lupardo

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

Massapequa, NY • United States

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Howard Beach	NY	02/1984	11/2024
Prudential Insurance Company Of America	Howard Beach	NY	02/1984	Present
Lpl Enterprise, Llc	Forest Hills	NY	11/2024	Present

02/1984 → 11/2024

Pruco Securities, Llc.

Howard Beach, NY
02/1984 → Present

Prudential Insurance Company Of America

Howard Beach, NY
11/2024 → Present

Lpl Enterprise, Llc

Forest Hills, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Uniondale, NY

Uniondale, NY

Forest Hills, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-02-07

S63 Uniform Securities Agent State Law Examination

1998-02-07

View on SEC IAPD