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Timothy David O'COnnell

Cetera Investment Advisers LLC

Bethel, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-25
TX RA APPROVED 2026-08-25
  • CT RA
    APPROVED
    Since 2026-08-25
  • TX RA
    APPROVED
    Since 2026-08-25

Branch Locations

2 Stony Hill Road Suite 208, Bethel, CT 06801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Norwalk CT 05/2011 08/2026
Mml Investors Services, Llc Norwalk CT 06/2011 08/2026
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
Financial Guide Solutions, Llc Bethel CT 02/2021 Present
  • 05/2011 → 08/2026
    Massmutual Life Insurance Company
    Norwalk, CT
  • 06/2011 → 08/2026
    Norwalk, CT
  • 08/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2026 → Present
    Schaumburg, IL
  • 02/2021 → Present
    Financial Guide Solutions, Llc
    Bethel, CT
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2011 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: FINANCIAL GUIDE SOLUTIONS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2021 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL PLANNING, INVESTMENT MANAGEMENT AND INSURANCE SERVICES 3. NAME OF OTHER BUSINESS: MACMAN INSURANCE INVESTMENT RELATED: YES ADDRESS: 585 VILLA AVE FAIRFIELD, CT 06824 NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OFFER FIXED INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-15
S63 Uniform Securities Agent State Law Examination 2007-01-12
  • S66 Uniform Combined State Law Examination
    2017-11-15
  • S63 Uniform Securities Agent State Law Examination
    2007-01-12
Designations
Other Names
  • Timothy David Oconnell

View on SEC IAPD

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