Timothy David O'COnnell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 08/2026
  Massmutual Life Insurance Company
  Norwalk, CT
• 06/2011 → 08/2026
  Mml Investors Services, Llc
  Norwalk, CT
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2021 → Present
  Financial Guide Solutions, Llc
  Bethel, CT

Previous Registrations

• 2017-11-30 → 2026-08-26
  Mml Investors Services, Llc
  Bethel, CT
  Southbury, CT
  Danbury, CT
  Norwalk, CT
  Newtown, CT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2011 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: FINANCIAL GUIDE SOLUTIONS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2021 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL PLANNING, INVESTMENT MANAGEMENT AND INSURANCE SERVICES 3. NAME OF OTHER BUSINESS: MACMAN INSURANCE INVESTMENT RELATED: YES ADDRESS: 585 VILLA AVE FAIRFIELD, CT 06824 NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OFFER FIXED INSURANCE

Exams

• S66 Uniform Combined State Law Examination
  2017-11-15
• S63 Uniform Securities Agent State Law Examination
  2007-01-12

Designations

• Certified Financial Planner

Other Names

• Timothy David Oconnell