Lisa Guzek Montagne

Current Employers

Employment History

• 08/1993 → Present
  Lpl Financial Llc
  Bloomington, MN
• 01/2002 → Present
  Guzek Asset Management, Inc.
  Bloomington, MN

Previous Registrations

• 2016-11-15 → 2017-12-31
  Guzek Asset Management
  Bloomington, MN

Other Businesses

1. 03/11/2005 - Non-Variable Insurance - INV REL - INSURANCE 2. 05/14/2010 - Guzek Asset Mgmt - INV REL - Tax Prep/Accounting/CPA - 3% TIME SPENT - Tax Preparation 3. 07/17/2012 - LGM Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 4. 7/9/2018 - Guzek Asset Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 06/2006 - 16 Hours Per Month/16 Hours During Securities Trading - Time Spent 10% - I provide financial planning and consulting services through Guzek Asset Management, Inc., an independent investment advisor firm. I started this business activity in 06/2006. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-28
• S63 Uniform Securities Agent State Law Examination
  1986-03-18

Other Names

• Lisa Jean Guzek
• Lisa Guzek Montagne