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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-10-27
MS RA APPROVED 2020-10-26
TX RA APPROVED_RES 2020-10-23
  • LA RA
    APPROVED
    Since 2020-10-27
  • MS RA
    APPROVED
    Since 2020-10-26
  • TX RA
    APPROVED_RES
    Since 2020-10-23

Branch Locations

1880 Lakeland Drive Ste B, Jackson, MS 39216 • United States

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami Lakes FL 11/1992 07/2020
Investacorp Advisory Services, Inc. Miami Lakes FL 03/1999 07/2020
Securities America, Inc. Jackson MS 07/2020 10/2020
Securities America Advisors, Inc. Jackson MS 07/2020 10/2020
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 10/2020 Present
William Charles Artmann Jackson MS 12/1985 Present
William Charles Artmann Jackson MS 09/1981 Present
  • 11/1992 → 07/2020
    Investacorp, Inc.
    Miami Lakes, FL
  • 03/1999 → 07/2020
    Investacorp Advisory Services, Inc.
    Miami Lakes, FL
  • 07/2020 → 10/2020
    Securities America, Inc.
    Jackson, MS
  • 07/2020 → 10/2020
    Securities America Advisors, Inc.
    Jackson, MS
  • 10/2020 → Present
    Scottsdale, AZ
  • 12/1985 → Present
    William Charles Artmann
    Jackson, MS
  • 09/1981 → Present
    William Charles Artmann
    Jackson, MS
Previous Registrations
  • 2020-07-17 → 2020-10-23
    Securities America Advisors, Inc.
    Jackson, MS
  • 1999-04-12 → 2020-07-17
    Investacorp Advisory Services Inc
    Jackson, MS
Other Businesses

1.) WILLIAM CHARLES ARTMANN - AGENT - NON-VARIABLE INSURANCE - JACKSON, MS - SINCE 12/1985 - INVESTMENT RELATED 2.) WILLIAM CHARLES ARTMANN - FOOTBALL REFEREE - HIGH SCHOOL AND COLLEGE FOOTBALL REFEREE - JACKSON, MS - SINCE 09/1981 - NOT INVESTMENT RELATED 3.) PROFESSIONAL PLANNING CONSULTANTS - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - JACKSON, MS - SINCE 07/1992 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-17
S63 Uniform Securities Agent State Law Examination 1986-03-01
  • S65 Uniform Investment Adviser Law Examination
    1999-02-17
  • S63 Uniform Securities Agent State Law Examination
    1986-03-01
Designations
Other Names
  • Charlie Artmann
  • Charlie William Artmann

View on SEC IAPD

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