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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED | 2026-06-01 |
Branch Locations
2121 Ave Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner | Overland Park | KS | 06/2026 | Present |
| L&S Advisors, Inc. | Los Angeles | CA | 06/2016 | 11/2021 |
| Sanctuary Wealth | Los Angeles | CA | 11/2021 | 10/2022 |
| Jefferies Llc | Los Angeles | CA | 10/2022 | 04/2025 |
| Newedge Advisors, Llc. | New Orleans | LA | 04/2025 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-28 |
| S65 | Uniform Investment Adviser Law Examination | 1992-08-20 |
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