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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-17
MN RA APPROVED 2013-12-09
  • TX RA
    APPROVED
    Since 2021-08-17
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

8300 Norman Center Dr Ste 170, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bloomington MN 01/2004 Present
Mcnellis & Asato, Ltd Bloomington MN 02/2007 06/2018
Raymond James Financial Services Advisory, Inc. Bllomington MN 09/2008 Present
  • 01/2004 → Present
    Raymond James Financial Services, Inc.
    Bloomington, MN
  • 02/2007 → 06/2018
    Mcnellis & Asato, Ltd
    Bloomington, MN
  • 09/2008 → Present
    Raymond James Financial Services Advisory, Inc.
    Bllomington, MN
Other Businesses

(1) Name of Business: Asato, San & Sheila; Nankuru Naisa Holding LLC Address: 11899 N Raphael Way, Tucson, AZ, 85742, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 07/12/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Autorized representative (2) Name of Business: Mcnellis & Asato, Ltd Address: 8300 Norman Center Drive, STE 170, Bloomington, MN, 55437, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/31/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA entity for independent financial advisory business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-25
S63 Uniform Securities Agent State Law Examination 1985-11-06
  • S66 Uniform Combined State Law Examination
    2002-03-25
  • S63 Uniform Securities Agent State Law Examination
    1985-11-06
Designations
  • Certified Financial Planner
Other Names
  • San Asato
  • Satoru Orlandella

View on SEC IAPD

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