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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-17 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
8300 Norman Center Dr Ste 170, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Bloomington | MN | 01/2004 | Present |
| Mcnellis & Asato, Ltd | Bloomington | MN | 02/2007 | 06/2018 |
| Raymond James Financial Services Advisory, Inc. | Bllomington | MN | 09/2008 | Present |
(1) Name of Business: Asato, San & Sheila; Nankuru Naisa Holding LLC Address: 11899 N Raphael Way, Tucson, AZ, 85742, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 07/12/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Autorized representative (2) Name of Business: Mcnellis & Asato, Ltd Address: 8300 Norman Center Drive, STE 170, Bloomington, MN, 55437, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/31/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA entity for independent financial advisory business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-06 |
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