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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-11-15 |
| TX | RA | APPROVED_RES | 2012-05-08 |
| MD | RA | APPROVED | 2008-12-12 |
Branch Locations
500 East Pratt Street, Baltimore, MD 21202 • United States
York, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Baltimore | MD | 12/2008 | Present |
1) C2GENERGY; 1345 Hilltop Pl, York, PA 17403; Clean fracking water; Officer; Strategic Role. Day to day operations will be conducted by other employees; 12/1/2017; Business hours per month: No 2) JKWAZ LLC/ investment related?:yes / york, Pennsylvania, 17403 US/ Partnership/ Invest in Private Equity/ Oversee investments/ start date: 11/21/2018 3)ChezWazLLC/Investment Related: No/ Address:1345 Hilltop PlaceYork,PA/Nature of Business: Real Estate/Own an apartment/Position:Proprietor / owner/Role: monthly maintenance on property/Start date:2/20/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-26 |
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