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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| NJ | RA | APPROVED | 2002-11-01 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Randolph, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Florham Park | NJ | 03/2008 | Present |
| City National Bank | Florham Park | NJ | 09/2016 | Present |
MAYO PERFORMING ARTS CENTER (MPAC); ADDRESS: 100 SOUTH ST., MORRISTOWN, NJ 07960; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PERFORMING ARTS CENTER; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 05/07/2013; DUTIES: I AM ON THE STARLIGHT BALL COMMITTEE; HOURS DEVOTED PER MONTH: LESS THAN 01, HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-08 |
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