Wayne Dwight Lampley

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-07-10

TN RA
APPROVED

Since 2025-07-10

Branch Locations

Nashville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group	Nashville	TN	09/2003	07/2025
Lpl Financial Llc	Nashville	TN	07/2025	Present

09/2003 → 07/2025

Next Financial Group

Nashville, TN
07/2025 → Present

Lpl Financial Llc

Nashville, TN

Previous Registrations

2016-07-13 → 2025-07-10

Next Financial Group, Inc.

Nashville, TN

Nashville, TN

Nashville, TN

Other Businesses

1- 07/2025 - Spectrum Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/15/2011 - 160 hours per month/ during trading 2- 07/2025 - Wayne D. Lampley, CLU ChFC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/15/1979 - 80 hours per month/ during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-02-13

S63 Uniform Securities Agent State Law Examination

1986-02-13

Designations

View on SEC IAPD