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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-08 |
| CA | RA | APPROVED | 2020-03-02 |
Branch Locations
1 Penn Plaza 27Th Fl [Support Center], New York, NY 10119 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Francisco | CA | 05/2016 | 04/2018 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 02/2020 | Present |
| Wells Fargo Bank | San Francisco | CA | 04/2018 | 02/2020 |
THE REAL REAL, NOT INV RELATED, SAN FRANCISCO, CA, CONSIGNOR, START 4/17/2020, 5 HOURS PER MONTH, ZERO DURING TRADING, RESALE OF CLOTHING, JEWELRY, WATCHES, ART AND DECOR. GCE RESEARCH, NOT INVT RELATED, COLLEYVILLE, TX, BUSINESS ADVISOR, START 1/18/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE GUIDANCE AND SUPPORT ON BATTERY CHARGING. RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP, START 10/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-02 |
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