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Larry William Briscoe

Charles Schwab & Co., Inc.

Colorado Springs, CO

St Louis, MO

CRD 3228635

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-05-26
  • CO RA
    APPROVED
    Since 2020-05-26

Branch Locations

Colorado Springs, CO • United States

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Colorado Springs CO 09/2007 05/2020
Usaa Financial Planning Services Colorado Springs CO 07/2008 05/2020
Usaa Investment Management Company Colorado Springs CO 01/2018 05/2020
Charles Schwab & Co., Inc. Colorado Springs CO 05/2020 Present
  • 09/2007 → 05/2020
    Usaa Financial Advisors, Inc.
    Colorado Springs, CO
  • 07/2008 → 05/2020
    Usaa Financial Planning Services
    Colorado Springs, CO
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Colorado Springs, CO
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-29
S63 Uniform Securities Agent State Law Examination 1999-07-01
  • S65 Uniform Investment Adviser Law Examination
    2007-05-29
  • S63 Uniform Securities Agent State Law Examination
    1999-07-01
Other Names
  • Larry Briscoe

View on SEC IAPD

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