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Terry Daniel Rohm

Frost Investment Services

San Antonio, TX

Johnson City, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
  • TX RA
    APPROVED
    Since 2025-04-29

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

Johnson City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Antonio TX 05/2007 04/2025
Frost Brokerage Services San Antonio TX 04/2025 Present
Frost Investment Services San Antonio TX 04/2025 Present
Previous Registrations
  • 2007-06-13 → 2025-04-24
    Citigroup Global Markets Inc.
    New York, NY
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Jersey City, NJ
    San Antonio, TX
    Stamford, CT
    San Antonio, TX
    Johnson City, TX
    Johnson City, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-06
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    2005-09-06
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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