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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-02-10
  • WI RA
    APPROVED
    Since 2004-02-10

Branch Locations

625 Water Street Suite 105, Prairie Du Sac, WI 53578 • United States

315 Hospital Road, Wild Rose, WI 54984 • United States

112 West Fulton Street, Waupaca, WI 54981 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 02/2004 Present
Rendler And Associates, Llc Prairie Du Sac WI 02/2004 Present
Silver Leaf Advisors, Llc Prairie Du Sac WI 10/2018 Present
  • 02/2004 → Present
    San Diego, CA
  • 02/2004 → Present
    Rendler And Associates, Llc
    Prairie Du Sac, WI
  • 10/2018 → Present
    Silver Leaf Advisors, Llc
    Prairie Du Sac, WI
Previous Registrations
  • 2019-03-11 → 2022-09-01
    Silver Leaf Advisors, Llc
    Prairie Du Sac, WI
  • 2002-09-04 → 2008-12-31
    Plan Specialists Consulting
    Sauk City, WI
Other Businesses

1.Member/Owner of Silver Leaf Advisors, LLC, a private entity established to facilitate securities and investment advisory business; As of 10/12/18; 5% time spent during business hours; Conducted at branch; Investment related. 2.Member/Owner, Rendler Sales Consulting, LLC, a private entity est. as an independent insurance agency; As of 10/27/03; 10% time spent during business hours; Conducted at branch; Investment related. 3.Member/Owner, Rendler and Associates, LLC, a private entity est. to facilitate securities and insurance business; As of 10/30/2003; 50% time spent during business hours; Conducted at branch; Investment related. 4.Fixed insurance sales, as an Agent; As of 01/30/04; 5% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-15
  • S63 Uniform Securities Agent State Law Examination
    1989-05-15

View on SEC IAPD

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