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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2004-02-10 |
Branch Locations
625 Water Street Suite 105, Prairie Du Sac, WI 53578 • United States
315 Hospital Road, Wild Rose, WI 54984 • United States
112 West Fulton Street, Waupaca, WI 54981 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 02/2004 | Present |
| Rendler And Associates, Llc | Prairie Du Sac | WI | 02/2004 | Present |
| Silver Leaf Advisors, Llc | Prairie Du Sac | WI | 10/2018 | Present |
1.Member/Owner of Silver Leaf Advisors, LLC, a private entity established to facilitate securities and investment advisory business; As of 10/12/18; 5% time spent during business hours; Conducted at branch; Investment related. 2.Member/Owner, Rendler Sales Consulting, LLC, a private entity est. as an independent insurance agency; As of 10/27/03; 10% time spent during business hours; Conducted at branch; Investment related. 3.Member/Owner, Rendler and Associates, LLC, a private entity est. to facilitate securities and insurance business; As of 10/30/2003; 50% time spent during business hours; Conducted at branch; Investment related. 4.Fixed insurance sales, as an Agent; As of 01/30/04; 5% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-15 |
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