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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-11-21
  • CA RA
    APPROVED
    Since 2007-11-21

Branch Locations

Riverside, CA • United States

818 North Mountain Ave. Suite #200, Upland, CA 91786 • United States

7121 Magnolia Avenue, Riverside, CA 92504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Finanical, Inc. Orange CA 08/2007 Present
  • 08/2007 → Present
    Centaurus Finanical, Inc.
    Orange, CA
Previous Registrations
  • 2007-06-27 → 2007-07-10
    Pasadena, CA
  • 2006-01-31 → 2007-06-29
    Brookstreet Securities Corporation
    Riverside, CA
    Irvine, CA
Other Businesses

1. EMPIRE FINANCIAL BENEFITS, INC., INVESTMENT RELATED, RIVERSIDE, CA 92506, FINANCIAL SERVICES, CEO, SINCE 12/16/2016, DEVOTED TIME IS 40 HOURS PER WEEK, RUN THE COMPANY, CLIENT MANAGMENT, PAYROLL, MARKETING AND SALES. 2. EPIC ESTATE PLANS, NON-INVESTMENT RELATED, PO BOX 346, COVINA, CA 91723, IRREVOCABLE LIVING TRUSTS, NETWORKING COUNSELOR, SINCE 1/2/1992, DEVOTED TIME IS HOUR A MONTH, GATHER INFORMATION AND FILL OUT AN EPIC WORKSHEET, THAT LATER ON WILL BE COMPLETED BY THE ATTORNEY. 3. AMERIESTATE LEGAL PLAN, INC. NON-INVESTMENT RELATED, 3525 HYLAND AVE., SUITE #150, COSTA MESA, CA 92626, PREPARATION OF REVOCABLE LIVING TRUST, AGENT, SINCE 3/31/2020, DEVOTED TIME IS 2 HOURS A MONTH, AS AN INDEPENDENT SALES REPRESENTATIVE GENERALLY ASSIST IN THE COMPLETION OF QUESTIONNAIRES AND FOR THE GATHERING OF DEEDS, TAX BILLS, FAMILY AND FINANCIAL INFORMATION NECESSARY FOR THE PROPER COMPLETION OF AN OVERALL ESTATE PLAN.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-11
  • S63 Uniform Securities Agent State Law Examination
    2011-02-11
Other Names
  • Beneta D Reynoso
  • Beneta Flock
  • Beneta D Reynoso
  • Beneta Diane Flock

View on SEC IAPD

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