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43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-12-06 |
Branch Locations
229 Parker Street, Gardner, MA 01440 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-13 |
| MA | RA | APPROVED | 2006-05-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Gardner | MA | 11/2023 | Present |
| Lpl Financial, Llc | Gardner | MA | 05/2006 | Present |
| Lpl Financial, Llc | Gardner | MA | 04/1996 | Present |
1. 11/04/2009 - GFA Financial Group - Other-Credit Union Employee - Vice President of Financial Services - At Reported Business Location(s) - Time Spent 99% 2. 11/10/2015 - GFA Insurance Services, LLC - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 05/04/2010 - 10 Hours Per Month/ 6 Hours During Trading 3. 03/08/2016 - notary - Not Investment Related - At Reported Business Location(s) - Start Date 07/14/2013 - 1 Hour Per Month/ During Trading 4. 12/22/2021 - Northeast Planning Associates, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/20/2021 - 160 Hours Per Month/ 8 Hours During Trading 5. 12/01/2023 - Northeast Planning Associates, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/10/2023 - 1 Hour Per Month/ During Trading - I provide investment advisory services through Northeast Planning Associates, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-24 |
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