Best Investors Account Sign in
Current Employers
Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-12-06
  • MA RA
    APPROVED
    Since 2023-12-06

Branch Locations

229 Parker Street, Gardner, MA 01440 • United States

43 Constitution Drive, Bedford, NH 03110 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-13
MA RA APPROVED 2006-05-03
  • TX RA
    APPROVED_RES
    Since 2023-10-13
  • MA RA
    APPROVED
    Since 2006-05-03

Branch Locations

229 Parker St, Gardner, MA 01440 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Planning Associates, Inc. Gardner MA 11/2023 Present
Lpl Financial, Llc Gardner MA 05/2006 Present
Lpl Financial, Llc Gardner MA 04/1996 Present
Other Businesses

1. 11/04/2009 - GFA Financial Group - Other-Credit Union Employee - Vice President of Financial Services - At Reported Business Location(s) - Time Spent 99% 2. 11/10/2015 - GFA Insurance Services, LLC - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 05/04/2010 - 10 Hours Per Month/ 6 Hours During Trading 3. 03/08/2016 - notary - Not Investment Related - At Reported Business Location(s) - Start Date 07/14/2013 - 1 Hour Per Month/ During Trading 4. 12/22/2021 - Northeast Planning Associates, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/20/2021 - 160 Hours Per Month/ 8 Hours During Trading 5. 12/01/2023 - Northeast Planning Associates, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/10/2023 - 1 Hour Per Month/ During Trading - I provide investment advisory services through Northeast Planning Associates, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-29
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S66 Uniform Combined State Law Examination
    2006-04-29
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24
Other Names
  • Fitzie Fitzpatrick
  • Paul Edward Fitzpatricic

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Gardner, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor