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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-21
VA RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2017-03-21
  • VA RA
    APPROVED
    Since 2009-01-02

Branch Locations

2101 Parks Ave Suite 701, Virginia Beach, VA 23451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Virginia Beach VA 01/1996 Present
Virginia Institute Of Collabrative Professionals Virginia Beach VA 05/2007 Present
Raymond James Financial Services Advisors, Inc Virginia Beach VA 01/2009 Present
The Zaugg Financial Group, Inc. Virginia Beach VA 01/2007 09/2021
  • 01/1996 → Present
    Raymond James Financial Services, Inc.
    Virginia Beach, VA
  • 05/2007 → Present
    Virginia Institute Of Collabrative Professionals
    Virginia Beach, VA
  • 01/2009 → Present
    Virginia Beach, VA
  • 01/2007 → 09/2021
    The Zaugg Financial Group, Inc.
    Virginia Beach, VA
Other Businesses

(1)Name of Business: Cape Henry Private Wealth Group Address: 2101 Parks Ave Ste 701, Virginia Beach, VA, 23451-4160, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Raymond James FA (2)Name of Business: Great Bridge Sons of the American Revolution Address: 1004 Vineyard Ct, Chesapeake , VA, 23322, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 01/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: assistant treasurer. keep books if and when the actual treasurer is out of town, no check writing authority or control of money and understood no collecting of checks. (3)Name of Business: Seven Seas Real Estate LLC Address: 1004 Vineyard Ct., Chesapeake, VA, 23322, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rent out my property, collect rents, pay related expenses.\nestablish the LLC to own the property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-22
  • S63 Uniform Securities Agent State Law Examination
    1986-01-22
Designations

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