Bernard Louis Smit

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 09/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2017 → 09/2021
  Walnut Creek Wealth Management
  Walnut Creek, CA
• 09/2021 → 06/2025
  Lpl Financial, Llc
  Walnut Creek, CA
• 09/2021 → Present
  Wealth Enhancement Group
  Walnut Creek, CA
• 09/2021 → Present
  Wealth Enhancement Advisory Services, Llc
  Walnut Creek, CA
• 09/2021 → Present
  Wealth Enhancement Brokerage Services
  Walnut Creek, CA

Previous Registrations

• 2017-07-18 → 2021-10-08
  Walnut Creek Wealth Management
  Walnut Creek, CA
• 2001-02-28 → 2021-09-15
  Cetera Wealth Services, Llc
  Walnut Creek, CA
  Pleasant Hill, CA

Other Businesses

1) 9/2021 - Non-Variable Insurance - WEALTH ENHANCEMENT GROUP, LLC - Investment Related - Walnut Creek, CA 94596 2) 9/16/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/14/21 - 1 Hour Per Month - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3) 04/11/2022 - No Business Name - Investment Related - Lahaina, HI - Real Estate Rental - Start Date - 12/20/2021 - 0 Hours Per Month/ 0 Hours During Securities 4) National Park Service - Non-Investment Related - Glacier National Park, Montana - Volunteer - Start Date: 05/2026 - 112 Hours Spent Per Month, 48 Hours Spent During Securities Trading Hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-03-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Bernie Smit