Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1994-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | IL | 06/1994 | Present |
| Bank Of America,Na | Bloomington | IL | 12/2009 | Present |
I*20411 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OZ BROS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BLOOMINGTON, ILLINOIS 61705 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER OF LLC WITH BROTHER AS ONLY OTHER MEMBER START DATE OF RELATIONSHIP: 2/1/2000 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBER - INVESTOR NONE - HIRED REAL ESTATE MGMT COMPANY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-21 |
Reach out to this advisor