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Steven Craig Baumhoff

U.S. Bancorp Advisors, LLC

San Francisco, CA

CRD 1416203

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-07-28
  • CA RA
    APPROVED
    Since 2008-07-28

Branch Locations

1 California St, San Francisco, CA 94111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc San Franscisco CA 11/1999 Present
Other Businesses

Self; Investment-related; Petaluma, CA; Rental Home; Landlord; 02/01/2025; 01 hours/month; 0 hours/trading; Home maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-25
S63 Uniform Securities Agent State Law Examination 1999-12-11
  • S66 Uniform Combined State Law Examination
    2008-07-25
  • S63 Uniform Securities Agent State Law Examination
    1999-12-11

View on SEC IAPD

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