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Peter Wallace Fleming

Cibc Private Wealth Advisors, Inc.

Atlanta, GA

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-12-26
  • GA RA
    APPROVED
    Since 2024-12-26

Branch Locations

3290 Northside Parkway 7Th Floor, Atlanta, GA 30327 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. Portland OR 11/2009 08/2024
Nease, Lagana, Eden & Culley Atlanta GA 02/2009 01/2023
Winged Keel Group Atlanta GA 01/2023 08/2024
Cibc Private Wealth Advisors Inc Atlanta GA 09/2024 Present
  • 11/2009 → 08/2024
    M Holdings Securities, Inc.
    Portland, OR
  • 02/2009 → 01/2023
    Nease, Lagana, Eden & Culley
    Atlanta, GA
  • 01/2023 → 08/2024
    Winged Keel Group
    Atlanta, GA
  • 09/2024 → Present
    Cibc Private Wealth Advisors Inc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-23
S63 Uniform Securities Agent State Law Examination 2011-06-30
  • S65 Uniform Investment Adviser Law Examination
    2024-12-23
  • S63 Uniform Securities Agent State Law Examination
    2011-06-30
Other Names
  • Peter Wallace Fleming

View on SEC IAPD

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JONATHAN CHRISTOPHER BRISTOW
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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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