Steven S. Samuels

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2003-07-01 → 2004-04-08
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2002-03-01 → 2003-07-01
  Prudential Equity Group, Llc
  New York, NY

Other Businesses

INVEST RELATED: NO OBI: LLC ADDRESS: WESTPORT, CT POSITION: SECRETARY OF THE FINANCE & ADMINISTRATION COMMISSION DUTIES: SECRETARY OF THE FINANCE & ADMINISTRATION COMMISSION NATURE: REAL ESTATE INVESTMENT TIME: MINIMAL COMMENT: LLC N/A START DATE: 03/07/2006\ Duties: One Half Investor Not yet defined.. My wife will play a more active role I*: 420747 Entity Type: Name of OBA: LLC Address: Westport Ct Investment Related: No Position, Title, Association: Committee Employee Start Date: Number of Hours: Number of Hours during trading: Duties: One Half Investor Not yet defined..My wife will play a more active role I*954353 For profit or not for profit: Name of outside business organization: Muffin Mews, LLC Investment related: N Address of business: Westport, Connecticut, 06880 Nature of business: Business or Industry Organization Position, title, association: ["General Partner/Managing Member ,Owner Start date of relationship: 8/17/2022 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , personal real estate

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-25
• S63 Uniform Securities Agent State Law Examination
  1997-01-27

Other Names

• Steven Michael Samuels