Mark Anthony Pignotti

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 06/2023
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 06/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Chicago, IL
• 07/2014 → 11/2016
  Wells Fargo Advisors Llc
  Chicago, IL

Previous Registrations

• 2014-07-01 → 2023-06-16
  Wells Fargo Clearing Services, Llc
  Chicago, IL
  Chicago, IL
• 2008-05-16 → 2014-07-09
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
• 2003-05-12 → 2008-06-09
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
• 2000-06-15 → 2003-05-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

SJP PROPERTIES, LLC, INV RELATED, WESTERN SPRINGS, IL, 100% OWNERSHIP, START 7/1/2005, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, MANAGE REAL ESTATE PROPERTY. AKJS PROPERTIES LLC, INV RELATED, WESTERN SPRINGS, IL, 100% OWNERSHIP, START 5/9/2016, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS COMMERCIAL RENTAL PROPERTIES. KAP PROPERTIES LLC, INV RELATED, WESTERN SPRINGS, IL, 100% OWNERSHIP, START 2/8/2016, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS COMMERCIAL REAL ESTATE. SAER PROPERTY MANAGEMENT, LLC, INVT RELATED, WESTERN SPRINGS, IL, 100% OWNERSHIP, START 6/3/2019, 1 HOUR PER MONTH, ZERO HOUR DURING TRADING, HOLDS RENTAL PROPERTY SJKA PROPERTIES LLC (FILED IN DE), INV RELATED, WESTERN SPRINGS, IL, START 11/2/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS OTHER LLCS. BROOKWOOD WEALTH MANAGEMENT LLC, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 6/20/2023, 170 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY - SCOTTSDALE; INV RELATED;SCOTTSDALE ,AZ; COMMERCIAL RE RENTAL ;100% OWNERSHIP; START DATE: 03/09/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2000-04-25

Other Names

• Mark Anthony Pignotti