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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-10 |
| KS | RA | APPROVED | 2017-10-06 |
Branch Locations
4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States
Prairie Village, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kansas City | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kansas City | MO | 11/2016 | 10/2017 |
| Ameriprise Financial Services Inc | Overland Park | KS | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Leawood | KS | 03/2020 | Present |
Real Estate Ownership; Single Family; 9 Rachel Lane Breckenridge, CO 804254, ,; Not Investment-Related; 11/04/2009 / Lot/Land; Farmland Crawford County, KS, ,; Investment-Related; 03/01/1991. Business Ownership; Neihart Farms LLC; ; Holds farmland; 9105 Delmar Prairie Village, ks 66207, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 0 during trading hours / Neihart Limited Partnership; ; Partnership owns shares in a privately held community bank.; 9105 Delmar St. Prairie Village, KS 66207, ,; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Crossing Cultures Ministry; Treasurer; 509 w Cleveland St., , Cuero, TX, 77954; Not Investment-Related; 03/24/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-04 |
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