Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-10
KS RA APPROVED 2017-10-06
  • TX RA
    APPROVED_RES
    Since 2017-10-10
  • KS RA
    APPROVED
    Since 2017-10-06

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Prairie Village, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kansas City MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kansas City MO 11/2016 10/2017
Ameriprise Financial Services Inc Overland Park KS 10/2017 03/2020
Ameriprise Financial Services, Llc Leawood KS 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 9 Rachel Lane Breckenridge, CO 804254, ,; Not Investment-Related; 11/04/2009 / Lot/Land; Farmland Crawford County, KS, ,; Investment-Related; 03/01/1991. Business Ownership; Neihart Farms LLC; ; Holds farmland; 9105 Delmar Prairie Village, ks 66207, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 0 during trading hours / Neihart Limited Partnership; ; Partnership owns shares in a privately held community bank.; 9105 Delmar St. Prairie Village, KS 66207, ,; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Crossing Cultures Ministry; Treasurer; 509 w Cleveland St., , Cuero, TX, 77954; Not Investment-Related; 03/24/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-19
S63 Uniform Securities Agent State Law Examination 1985-11-04
  • S65 Uniform Investment Adviser Law Examination
    1993-01-19
  • S63 Uniform Securities Agent State Law Examination
    1985-11-04
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor