Best Investors Account Sign in

Nathan David Paulson

LPl Financial LLC

Leawood, KS

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-25
KS RA APPROVED 2009-09-08
  • TX RA
    APPROVED_RES
    Since 2010-01-25
  • KS RA
    APPROVED
    Since 2009-09-08

Branch Locations

4701 College Blvd., Suite 212, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Securities Corp. Leawood KS 12/2008 Present
Lpl Financial Corporation Leawood KS 09/2009 Present
  • 12/2008 → Present
    Associated Securities Corp.
    Leawood, KS
  • 09/2009 → Present
    Lpl Financial Corporation
    Leawood, KS
Previous Registrations
  • 2008-12-18 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Boston, MA
  • 2008-12-18 → 2009-09-08
    Associated Securities Corp.
    Leawood, KS
Other Businesses

1. 1/15/2010: DBA ONLY - WINDSOR FINANCIAL GROUP, INC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-01
S63 Uniform Securities Agent State Law Examination 2005-09-02
  • S65 Uniform Investment Adviser Law Examination
    2007-06-01
  • S63 Uniform Securities Agent State Law Examination
    2005-09-02

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST NATIONAL ADVISERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TFB ADVISORS, LLC
BEACON WEALTH ADVISORY
FREESTATE ADVISORS LLC
GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.

Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD
ROBERT FREDERICK OVERTON

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS
FREESTATE ADVISORS LLC · OVERLAND PARK, KS

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor