Daniel Paul Hazewski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Glens Falls, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger	Glens Falls	NY	05/2004	Present

05/2004 → Present

Linsco/Private Ledger

Glens Falls, NY

Other Businesses

(1) 05/13/08 - LEGACY PLANNING PARTNERS LLC - DBA ONLY (2) 07/12/2013 - HOBBY - AUTHOR OF FICTION AND NON FICTION WRITINGS. I HAVE TAKEN MANY WRITING COURSES AND HAVE BEGUN TWO FICTION AND ONE NON FICTION BOOK. THE NON FICTION IS CLOSE TO COMPLETION. IT IS ABOUT ELDER CARE ISSUES FACING THE BABY BOOM GENERATION. - 3% OF TIME SPENT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-10-25

S63 Uniform Securities Agent State Law Examination

1985-10-25

View on SEC IAPD